Compliance
KGI Securities (Thailand) Public Company Limited- Investigate according to the compliance's plan assigned.
- Coordinate in the preparation and delivery of client informations when requested by the authorities such SET SEC Tfex or DSI etc.
- Perform checking relationship between client and staff in the case of same last name. In order to improve staff flag in company 's database.
- Deliver reports within company and related regulators.
- Prepare the E-Mail and deliver within the company to inform the initial IPO 's trading date (IPO: Initial Public Offering) in order to prevent the inappropriate transaction of trading.
- Traning the new staff regarding the criteria for staff dealing rules.
- Consultation about matters that are in responsibility.
- Perform other related duties as assigned.
- In the case of an annual of investigation from SEC or SET or other regulators.
- Provident Fund
- Staff training and development
- 5-day work week
- Social security
- Health insurance
- Accident Insurance
- Annual trip or party
- Performance/results-based bonus
- Annual bonus
KGI Securities (Thailand) is one of the leading securities firms in Thailand and provides a full range of services such as equity broking (a member of the Stock Exchange of Thailand with broker seat no. 13), investment and financial advisory, securities underwriting, securities registrar, selling of mutual funds, securities borrowing and lending, and OTC derivative and Futures business.